Foreign Exchange Advisors LLC (“FXA”) is committed to safeguarding the personal information that you provide us. This Privacy Policy describes how we handle and protect personal information we collect about individuals, such as you, who apply for or receive our products and services. This Privacy Policy applies to prospective customers, as well as former and current customers.
Why and How We Collect Personal Information
When you engage, communicate or work with FXA, we collect personal information about you for business purposes, such as providing products and services, evaluating your financial background, processing your requests and transactions, informing you about products and services that may be of interest to you, and providing customer service. The personal information we collect about you and relates sources include:
How We Protect Personal Information
We limit access to your personal information to those employees who need to know in order to conduct our business, service your account, and help you accomplish your financial objectives, such as providing you with a broad range of products and services. Our employees are required to maintain and protect the confidentiality of your personal information and must follow established procedures to do so. We maintain physical, electronic, and procedural safeguards to protect your personal information. We do not rent or sell your name or personal information to anyone.
Sharing Information with Affiliates and Futures Commission Merchant/Retail Foreign Exchange Dealer
We may share personal information described above with our affiliates and CFTC Registered Futures Commission Merchant/Retail Foreign Exchange Dealer for business purposes, such as servicing customer accounts and informing customers about new products and services, and as permitted by applicable law.
The information we share with our affiliates and CFTC Registered Futures Commission Merchant/Retail Foreign Exchange Dealer may include the information described above, such as name, address and account information.
Disclosure to Non-Affiliated Third Parties
In order to support the financial products and services we provide to you, we may share the personal information described above with third-party service providers not affiliated with us, including companies under contract to perform services for us or on our behalf, such as vendors that prepare and mail information to you, provide data processing, computer software maintenance and development, transaction processing and marketing services and other services that are considered necessary in order for us to continue operating our business as well as adhering to the rules and regulations that govern our business. These companies acting on our behalf are required to keep your personal information confidential.
Also, we may disclose personal information with non-affiliated companies and regulatory authorities as permitted or required by applicable law. For example, we may disclose personal information to cooperate with regulatory authorities and law enforcement agencies to comply with subpoenas or other official requests, and as necessary to protect our rights or property. Except as described in this privacy policy, we will not use your personal information for any other purpose unless we describe how such information will be used at the time you disclose it to us or we obtain your permission to do so. FXA reserves the right to record any and all phone conversations pursuant to cooperation with regulatory requirements.
Opt-out Notice
If you prefer that we do not disclose non-public personal information about you to nonaffiliated third parties, you may opt out of those disclosures. That is, you may direct us not to make those disclosures, other than disclosures permitted or required by law. If you decide to opt out of these disclosures to non-affiliated third parties, you must notify us by sending an e-mail to info@CTAFX.com.
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PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. THE COMMODITY FUTURES TRADING COMMISSION HAS NOT PASSED UPON THE MERITS OF PARTICIPATING IN THIS TRADING PROGRAM NOR HAS THE COMMISSION PASSED ON THE ADEQUACY OR ACCURACY OF THIS SITE OR DOCUMENT. PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGIBLE PERSONS, THIS BROCHURE OR DOCUMENT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A TRADING PROGRAM OR UPON THE ADEQUACY OR ACCURACY OF COMMODITY TRADING ADVISOR DISCLOSURE. CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS TRADING PROGRAM OR THIS BROCHURE OR ACCOUNT DOCUMENT. THE 1% MANAGEMENT AND 15% PERFORMANCE FEES ARE TAKEN MONTHLY, SUBJECT TO A HIGH WATER MARK. ALTERNATIVE INVESTMENTS, INCLUDING THOSE OFFERED BY FOREIGN EXCHANGE ADVISORS LLC, ARE SPECULATIVE, INVOLVE SUBSTANTIAL RISK, INCLUDING LOSS OF PRINCIPAL, AND ARE NOT SUITABLE FOR ALL INVESTORS. CAREFULLY CONSIDER WHETHER SUCH TRADING IS SUITABLE FOR YOU IN LIGHT OF YOUR FINANCIAL CONDITION. IN CONSIDERING WHETHER TO AUTHORIZE SOMEONE ELSE TO TRADE FOR YOU, BE AWARE THAT THE HIGH DEGREE OF LEVERAGE THAT IS OFTEN OBTAINABLE IN FOREIGN EXCHANGE ("FX" OR "FOREX") TRADING CAN WORK AGAINST YOU AS WELL AS FOR YOU. THE USE OF LEVERAGE CAN LEAD TO LARGE LOSSES AS WELL AS GAINS. WE CURRENTLY CAN ONLY ACCEPT CLIENTS WHO ARE QUALIFIED ELIGIBLE PERSONS (“QEP”) DEFINED IN CFTC RULE 4.7. THERE CAN BE NO ASSURANCE THAT WE WILL ACHIEVE OUR OBJECTIVES OR OTHERWISE MEET OUR EXPECTATIONS. THERE IS A SUBSTANTIAL RISK OF LOSS IN TRADING COMMODITY FUTURES, OPTIONS AND OFF-EXCHANGE FOREIGN CURRENCY PRODUCTS. YOU SHOULD CAREFULLY REVIEW OUR DISCLOSURE INFORMATION BEFORE YOU COMMIT TO THE PROGRAM. THIS BRIEF STATEMENT CANNOT DISCLOSE ALL THE RISKS AND SIGNIFICANT ASPECTS OF THE FX MARKETS. DATA & INFORMATION PROVIDED "AS IS" FOR INFORMATIONAL PURPOSES ONLY.
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